Ron S. Geffner

Ron S. Geffner
Alma materRutgers University
Benjamin N. Cardozo School of Law
Occupationlawyer
Employer(s)Sadis & Goldberg

Ron S. Geffner is an American attorney and former U.S. Securities and Exchange Commission enforcement lawyer. Geffner is a founding partner of Sadis & Goldberg,[1] where he heads Financial Services Group providing legal counsel to over 800 funds including domestic and international financial institutions, family offices, hedge funds, venture capital and private equity funds.[2] Geffner was previously in-house counsel to the Investment Management Industry Services Group of PricewaterhouseCoopers.[3]

Early life

Geffner began his career with the SEC, where he investigated and prosecuted violations of the federal securities laws with an emphasis on enforcement in connection with violations of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.[4] He also assisted federal and state criminal agencies, such as the Federal Bureau of Investigation, U.S. Attorney’s Office and the Attorney General’s Office, in their investigations of criminal violations of federal and state securities laws.[5]

Board memberships

Geffner served on the board of the Hedge Fund Association and was previously vice president for the international not-for-profit industry trade and nonpartisan lobbying organization devoted to advancing transparency, development and trust in alternative investments.[6]

Notes

  1. ^ "SEC re-evaluates hedge fund regulation". CNN Money. June 23, 2006. Retrieved March 25, 2017.
  2. ^ "Hedgeweek Awards Special Report April 2016". Hedgeweek. April 14, 2016. Retrieved March 25, 2017.
  3. ^ "Ron S. Geffner, Partner, Sadis & Goldberg LLP, The Huffington Post". Huffington Post. June 6, 2009. Retrieved January 28, 2017.
  4. ^ "Company Overview of The Hedge Fund Association". Bloomberg. March 25, 2017. Retrieved March 25, 2017.
  5. ^ "Ron S. Geffner, Partner, Sadis & Goldberg LLP". Sadis & Goldberg. June 6, 2009. Retrieved January 31, 2017.
  6. ^ Thomas, David (20 March 2012). "The Hedge Fund Association appoints president". Financial News London. Retrieved 2026-02-14.
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